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25 Apr 2019, 11:59 am by Silver Law Group
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Acca, Lisa   Arive Capital Markets   Global Arena Capital Corp   Boggs, Marcus   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America… [read post]